发布时间:2021-08-03 16:55:32







Carlvon Clausewitz

Carl Philipp Gottfried (or Gottlieb) von Clausewitz (1 June 1780 - 16 November 1831) was a Prussian general and military theorist who stressed the “moral”and political aspects of war. His most notable work, Vom Kriege (On War), was unfinished at his death. Clausewitz was a realist in many different senses and, while in some respects a romantic, also drew heavily on the rationalist ideas of the European Enlightenment.

Clausewitz's thinking is often described as Hegelian because of his dialectical method but, although he was probably personally acquainted with Hegel, there remains debate as to whether or not Clausewitz was in fact influenced by him. he argued that war could not be quantified or reduced to mapwork, geometry, and graphs. Clausewitz had many aphorisms, of which the most famous is “War is the continuation of politics by other means.”Is This Book for You?兵学圣经——“最经典英语文库”第六辑之《战争论》导读马玉凤

克劳塞维茨(Carl von Clausewitz)生于1870年,普鲁士将军,军事理论家。1792年参加普鲁士军队,次年参加反对法国革命的战争。1803年毕业于柏林军校。1806年参加反拿破仑一世的战争时被俘。1808年获释回到普鲁士,任军事改革委员会主席办公室主任、军官学校教官。1812年在俄国军队中服务,1814年重回普军。次年参加滑铁卢战役。从1818年起任柏林军事学校校长。1831年任驻波兰边境普军参谋长。著作有《战争论》《1812年》《1796年拿破仑—波拿巴的意大利远征》等。《战争论》为军事理论研究打开了一个广阔的视角。在这部著作中,克劳塞维茨一方面总结概述了自己的研究,同时,对军事实践做了总结,为军事科学领域贡献了独执牛耳的战争理论。《战争论》探讨的问题有以下几个方面:1. 战争是政治交往的一部分,政治是孕育战争的母体,因而,战争是政治的产物;政治的性质决定战争的性质;战争对政治有一定的反作用;战争是政治的延续。2. 精神要素有着超越物质要素的作用,是决定战争胜负的关键。精神要素包括统帅的才能、军队的武德、民族精神、政府智慧和作战区民心等,其中军队的武德最为重要。3. 首次提出“积极防御”和“消极防御”的概念,主张积极防御,反对消极防御。4. 提出为彻底打垮敌人,应集中所有力量打击敌人整体所依赖的重心;要把握进攻的顶点,一方面进攻要适可而止,另一方面,进攻要以保存防御能力为限。5. 阐述了群众武装的特点,填补了传统军事理论的空白。6. 强调战争是受“武器决定问题”这一最高法则所支配,辩证地提出了有限目标理论。有限目标表现为夺取敌国的一部分领土,或者保卫本国的国土。进攻作战的有限目标应该是力求占领敌国的一部分要害地区,以迫使对手谈判;防御作战的有限目标是通过有效的打击以使敌人疲惫,进而迫使其媾和,或者在抵抗的同时等待机会。

克劳塞维茨所生活的时代,是近代欧洲工业革命、民族革命和民族解放运动风起云涌的时代,是人类历史上前所未有的伟大进步时代,世界各个领域都涌现出一大批杰出的代表人物。仅在德国就诞生了康德、费希特和黑格尔等代表时代精神的哲学家、思想家。这样的时代背景,必然对于克劳塞维茨的世界观、军事观的形成产生深刻影响。克劳塞维茨战争理论中最引人瞩目的“绝对战争”和“现实战争”两个概念,分别显露出黑格尔“绝对精神”和辩证法思想的痕迹。从黑格尔那里,克劳塞维茨接受了唯心主义世界观,同时也学会了辩证法。黑格尔的精神哲学阐明:在古希腊时期达到顶峰的艺术以感性的方式把握绝对精神;繁荣于中世纪的宗教以表象的方式把握绝对精神,而近代的哲学则是以概念把握绝对精神。绝对精神即是一种宇宙精神,它存在于自然界和人类社会出现之前。这种“绝对精神”的“外化”就产生了自然界和人类社会。克劳塞维茨的“绝对战争”和黑格尔的“绝对精神”之间存在着有机的联系。首先,克劳塞维茨以战争要素这种抽象形态为切入点,展开对战争的研究,将战争置于纯概念的抽象领域,来推导战争要素的暴烈性;其次,“绝对战争”也是一种抽象化的概念。而黑格尔有关发展和内在联系的辩证法思想使克劳塞维茨从“绝对战争”回到“现实战争”,并且按照辩证法关于事物运动、发展和相互联系的原则来考察现实中的战争现象,指出:现实中,战争的爆发要有一个孕育的过程;战争从爆发到结束要经历一个发展过程;现实战争的结局不是绝对的,可以通过其他手段加以改变。《战争论》不仅影响了19世纪西方军事科学的发展,其许多思想观点被现代军事理论所吸收。克劳塞维茨军事思想之所以能保持长久的生命力,不仅在于他的理论来自经验的总结,而且源于他的思维是对事物本质的理性认识。克劳塞维茨将哲学与经验相统一,研究与观察相结合,为世界贡献了一部不朽的“兵学圣经”。INTRODUCTION HE Germans interpret their new national colours—black, red, and white—by the saying,"Durch Nacht und Blut zur Tlicht." ("Through night and blood to light"), and no work yet written conveys to the thinker a clearer conception of all that the red streak in their flag stands for than this deep and philosophical analysis of "War" by Clausewitz.

It reveals "War, " stripped of all accessories, as the exercise of force for the attainment of a political object, unrestrained by any law save that of expediency, and thus gives the key to the interpretation of German political aims, past, present, and future, which is unconditionally necessary for every student of the modern conditions of Europe. Step by step, every event since Waterloo follows with logical consistency from the teachings of Napoleon, formulated for the first time, some twenty years afterwards, by this remarkable thinker.

What Darwin accomplished for Biology generally Clausewitz did for the Life-History of Nations nearly half a century before him, for both have proved the existence of the same law in each case, viz., "The survival of the fittest"—the "fittest, " as Huxley long since pointed out, not being necessarily synonymous with the ethically "best." Neither of these thinkers was concerned with the ethics of the struggle which each studied so exhaustively, but to both men the phase or condition presented itself neither as moral nor immoral, any more than are famine, disease, or other natural phenomena, but as emanating from a force inherent in all living organisms which can only be mastered by understanding its nature. It is in that spirit that, one after the other, all the Nations of the Continent, taught by such drastic lessons as Koniggrätz and Sedan, have accepted the lesson, with the result that to-day Europe is an armed camp, and peace is maintained by the equilibrium of forces, and will continue just as long as this equilibrium exists, and no longer.

Whether this state of equilibrium is in itself a good or desirable thing may be open to argument. I have discussed it at length in my "War and the World's Life"; but I venture to suggest that to no one would a renewal of the era of warfare be a change for the better, as far as existing humanity is concerned. Meanwhile, however, with every year that elapses the forces at present in equilibrium are changing in magnitude—the pressure of populations which have to be fed is rising, and an explosion along the line of least resistance is, sooner or later, inevitable.

As I read the teaching of the recent Hague Conference, no responsible Government on the Continent is anxious to form in themselves that line of least resistance; they know only too well what War would mean; and we alone, absolutely unconscious of the trend of the dominant thought of Europe, are pulling down the dam which may at any moment let in on us the flood of invasion.

Now no responsible man in Europe, perhaps least of all in Germany, thanks us for this voluntary destruction of our defences, for all who are of any importance would very much rather end their days in peace than incur the burden of responsibility which War would entail. But they realise that the gradual dissemination of the principles taught by Clausewitz has created a condition of molecular tension in the minds of the Nations they govern analogous to the "critical temperature of water heated above boiling-point under pressure, " which may at any moment bring about an explosion which they will be powerless to control.

The case is identical with that of an ordinary steam boiler, delivering so and so many pounds of steam to its engines as long as the envelope can contain the pressure; but let a breach in its continuity arise—relieving the boiling water of all restraint—and in a moment the whole mass flashes into vapour, developing a power no work of man can oppose.

The ultimate consequences of defeat no man can foretell. The only way to avert them is to ensure victory; and, again following out the principles of Clausewitz, victory can only be ensured by the creation in peace of an organisation which will bring every available man, horse, and gun (or ship and gun, if the war be on the sea) in the shortest possible time, and with the utmost possible momentum, upon the decisive field of action—which in turn leads to the final doctrine formulated by Von der Goltz in excuse for the action of the late President Kruger in 1899:

"The Statesman who, knowing his instrument to be ready, and seeing War inevitable, hesitates to strike first is guilty of a crime against his country."

It is because this sequence of cause and effect is absolutely unknown to our Members of Parliament, elected by popular representation, that all our efforts to ensure a lasting peace by securing efficiency with economy in our National Defences have been rendered nugatory.

This estimate of the influence of Clausewitz's sentiments on contemporary thought in Continental Europe may appear exaggerated to those who have not familiarised themselves with M. Gustav de Bon's exposition of the laws governing the formation and conduct of crowds I do not wish for one minute to be understood as asserting that Clausewitz has been conscientiously studied and understood in any Army, not even in the Prussian, but his work has been the ultimate foundation on which every drill regulation in Europe, except our own, has been reared. It is this ceaseless repetition of his fundamental ideas to which one-half of the male population of every Continental Nation has been subjected for two to three years of their lives, which has tuned their minds to vibrate in harmony with his precepts, and those who know and appreciate this fact at its true value have only to strike the necessary chords in order to evoke a response sufficient to overpower any other ethical conception which those who have not organised their forces beforehand can appeal to.

The recent set-back experienced by the Socialists in Germany is an illustration of my position. The Socialist leaders of that country are far behind the responsible Governors in their knowledge of the management of crowds. The latter had long before (in 1893, in fact) made their arrangements to prevent the spread of Socialistic propaganda beyond certain useful limits. As long as the Socialists only threatened capital they were not seriously interfered with, for the Government knew quite well that the undisputed sway of the employer was not for the ultimate good of the State. The standard of comfort must not be pitched too low if men are to be ready to die for their country. But the moment the Socialists began to interfere seriously with the discipline of the Army the word went round, and the Socialists lost heavily at the polls.

If this power of predetermined reaction to acquired ideas can be evoked successfully in a matter of internal interest only, in which the "obvious interest" of the vast majority of the population is so clearly on the side of the Socialist, it must be evident how enormously greater it will prove when set in motion against an external enemy, where the "obvious interest" of the people is, from the very nature of things, as manifestly on the side of the Government; and the Statesman who failed to take into account the force of the "resultant thought wave" of a crowd of some seven million men, all trained to respond to their ruler's call, would be guilty of treachery as grave as one who failed to strike when he knew the Army to be ready for immediate action.

As already pointed out, it is to the spread of Clausewitz's ideas that the present state of more or less immediate readiness for war of all European Armies is due, and since the organisation of these forces is uniform this "more or less" of readiness exists in precise proportion to the sense of duty which animates the several Armies. Where the spirit of duty and selfsacrifice is low the troops are unready and inefficient; where, as in Prussia, these qualities, by the training of a whole century, have become instinctive, troops really are ready to the last button, and might be poured down upon any one of her neighbours with such rapidity that the very first collision must suffice to ensure ultimate success—a success by no means certain if the enemy, whoever he may be, is allowed breathing-time in which to set his house in order.

An example will make this clearer. In 1887 Germany was on the very verge of War with France and Russia. At that moment her superior efficiency, the consequence of this inborn sense of duty—surely one of the highest qualities of humanity—was so great that it is more than probable that less than six weeks would have sufficed to bring the French to their knees. Indeed, after the first fortnight it would have been possible to begin transferring troops from the Rhine to the Niemen; and the same case may arise again. But if France and Russia had been allowed even ten days' warning the German plan would have been completely defeated. France alone might then have claimed all the efforts that Germany could have put forth to defeat her.

Yet there are politicians in England so grossly ignorant of the German reading of the Napoleonic lessons that they expect that Nation to sacrifice the enormous advantage they have prepared by a whole century of self-sacrifice and practical patriotism by an appeal to a Court of Arbitration, and the further delays which must arise by going through the medieaeval formalities of recalling Ambassadors and exchanging ultimatums.

Most of our present-day politicians have made their money in business—a "form of human competition greatly resembling War, " to paraphrase Clausewitz. Did they, when in the throes of such competition, send formal notice to their rivals of their plans to get the better of them in commerce? Did Mr. Carnegie, the arch-priest of Peace at any price, when he built up the Steel Trust, notify his competitors when and how he proposed to strike the blows which successively made him master of millions? Surely the Directors of a Great Nation may consider the interests of their shareholders—i.e., the people they govern—as sufficiently serious not to be endangered by the deliberate sacrifice of the preponderant position of readiness which generations of self-devotion, patriotism and wise forethought have won for them?

As regards the strictly military side of this work, though the recent researches of the French General Staff into the records and documents of the Napoleonic period have shown conclusively that Clausewitz had never grasped the essential point of the Great Emperor's strategic method, yet it is admitted that he has completely fathomed the spirit which gave life to the form; and notwithstandingthe variations in application which have resulted from the progress of invention in every field of national activity (not in the technical improvements in armament alone), this spirit still remains the essential factor in the whole matter. Indeed, if anything, modern appliances have intensified its importance, for though, with equal armaments on both sides, the form of battles must always remain the same, the facility and certainty of combination which better methods of communicating orders and intelligence have conferred upon the Commanders has rendered the control of great masses immeasurably more certain than it was in the past.

Men kill each other at greater distances, it is true—but killing is a constant factor in all battles. The difference between "now and then" lies in this, that, thanks to the enormous increase in range (the essential feature in modern armaments), it is possible to concentrate by surprise, on any chosen spot, a man-killing power fully twentyfold greater than was conceivable in the days of Waterloo; and whereas in Napoleon's time this concentration of man-killing power (which in his hands took the form of the great case-shot attack) depended almost entirely on the shape and condition of the ground, which might or might not be favourable, nowadays such concentration of fire-power is almost independent of the country altogether.

Thus, at Waterloo, Napoleon was compelled to wait till the ground became firm enough for his guns to gallop over; nowadays every gun at his disposal, and five times that number had he possessed them, might have opened on any point in the British position he had selected, as soon as it became light enough to see.

Or, to take a more modern instance, viz., the battle of St. Privat-Gravelotte, August 18, 1870, where the Germans were able to concentrate on both wings batteries of two hundred guns and upwards, it would have been practically impossible, owing to the section of the slopes of the French position, to carry out the old-fashioned case-shot attack at all. Nowadays there would be no difficulty in turning on the fire of two thousand guns on any point of the position, and switching this fire up and down the line like water from a fire-engine hose, if the occasion demanded such concentration.

But these alterations in method make no difference in the truth of the picture of War which Clausewitz presents, with which every soldier, and above all every Leader, should be saturated.

Death, wounds, suffering, and privation remain the same, whatever the weapons employed, and their reaction on the ultimate nature of man is the same now as in the struggle a century ago. It is this reaction that the Great Commander has to understand and prepare himself to control; and the task becomes ever greater as, fortunately for humanity, the opportunities for gathering experience become more rare.

In the end, and with every improvement in science, the result depends more and more on the character of the Leader and his power of resisting "the sensuous impressions of the battlefield." Finally, for those who would fit themselves in advance for such responsibility, I know of no more inspiring advice than that given by Krishna to Arjuna ages ago, when the latter trembled before the awful responsibility of launching his Army against the hosts of the Pandav' s:

This Life within all living things, my Prince,

Hides beyond harm. Scorn thou to suffer, then,

For that which cannot suffer. Do thy part!

Be mindful of thy name, and tremble not.

Nought better can betide a martial soul

Than lawful war. Happy the warrior

To whom comes joy of battle....

… But if thou shunn' st

This honourable field—a Kshittriya—

If, knowing thy duty and thy task, thou bidd' st

Duty and task go by—that shall be sin!

And those to come shall speak thee infamy

From age to age. But infamy is worse

For men of noble blood to bear than death!

Therefore arise, thou Son of Kunti! Brace

Thine arm for conflict; nerve thy heart to meet,

As things alike to thee, pleasure or pain,

Profit or ruin, victory or defeat.

So minded, gird thee to the fight, for so

Thou shalt not sin!COL. F. N. MAUDE, C. B., late R. E.PREFACE TO THE FIRST EDITION T will naturally excite surprise that a preface by a female hand should accompany a work on such a subject as the present. For my Ifriends no explanation of the circumstance is required; but I hope by a simple relation of the cause to clear myself of the appearance of presumption in the eyes also of those to whom I am not known.

The work to which these lines serve as a preface occupied almost entirely the last twelve years of the life of my inexpressibly beloved husband, who has unfortunately been torn too soon from myself and his country. To complete it was his most earnest desire; but it was not his intention that it should be published during his life; and if I tried to persuade him to alter that intention, he often answered, half in jest, but also, perhaps, half in a foreboding of early death: "Thou shalt publish it." These words (which in those happy days often drew tears from me, little as I was inclined to attach a serious meaning to them) make it now, in the opinion of my friends, a duty incumbent on me to introduce the posthumous works of my beloved husband, with a few prefatory lines from myself; and although here may be a difference of opinion on this point, still I am sure there will be no mistake as to the feeling which has prompted me to overcome the timidity which makes any such appearance, even in a subordinate part, so difficult for a woman.

It will be understood, as a matter of course, that I cannot have the most remote intention of considering myself as the real editress of a work which is far above the scope of my capacity: I only stand at its side as an affectionate companion on its entrance into the world. This position I may well claim, as a similar one was allowed me during its formation and progress. Those who are acquainted with our happy married life, and know how we shared everything with each other—not only joy and sorrow, but also every occupation, every interest of daily life—will understand that my beloved husband could not be occupied on a work of this kind without its being known to me. Therefore, no one can like me bear testimony to the zeal, to the love with which he laboured on it, to the hopes which he bound up with it, as well as the manner and time of its elaboration. His richly gifted mind had from his early youth longed for light and truth, and, varied as were his talents, still he had chiefly directed his reflections to the science of war, to which the duties of his profession called him, and which are of such importance for the benefit of States. Scharnhorst was the first to lead him into the right road, and his subsequent appointment in 1810 as Instructor at the General War School, as well as the honour conferred on him at the same time of giving military instruction to H. R. H. the Crown Prince, tended further to give his investigations and studies that direction, and to lead him to put down in writing whatever conclusions he arrived at. A paper with which he finished the instruction of H. R. H. the Crown Prince contains the germ of his subsequent works. But it was in the year 1816, at Coblentz, that he first devoted himself again to scientific labours, and to collecting the fruits which his rich experience in those four eventful years had brought to maturity. He wrote down his views, in the first place, in short essays, only loosely connected with each other. The following, without date, which has been found amongst his papers, seems to belong to those early days.

"In the principles here committed to paper, in my opinion, the chief things which compose Strategy, as it is called, are touched upon. I looked upon them only as materials, and had just got to such a length towards the moulding them into a whole.

"These materials have been amassed without any regularly preconceived plan. My view was at first, without regard to system and strict connection, to put down the results of my reflections upon the most important points in quite brief, precise, compact propositions. The manner in which Montesquieu has treated his subject floated before me in idea. I thought that concise, sententious chapters, which I proposed at first to call grains, would attract the attention of the intelligent just as much by that which was to be developed from them,





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